How many benefit plans does Roth Capital Partners, LLC report on Form 5500?

Roth Capital Partners, LLC (EIN 33-0947643) reports 2 benefit plan(s) in the loaded Form 5500 dataset.

What is the EIN for Roth Capital Partners, LLC?

The Employer Identification Number (EIN) reported for Roth Capital Partners, LLC is 33-0947643.

What is the latest Form 5500 filing year for Roth Capital Partners, LLC?

The latest loaded Form 5500 filing year for Roth Capital Partners, LLC is 2023.

Roth Capital Partners, LLC — Form 5500 filings & benefit plans

Form 5500 plan sponsor summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Roth Capital Partners, LLC (EIN 33-0947643) is a plan sponsor located in Newport Beach, CA with 2 reported benefit plan(s) in the loaded dataset. The latest loaded Form 5500 filing year is 2023.

Company overview (based on loaded 2023 public filings)

EIN: 33-0947643
Location: Newport Beach, CA
Loaded plans: 2
Latest filing year: 2023

Reported financial aggregate (2023)

Reported net position

Total reported assets (EOY): $54,659,923
Total reported liabilities (EOY): $0
Total reported net assets (EOY): $54,659,923

Contributions & income

Employer contributions: $689,093
Participant contributions: $3,799,862
Total income / additions: $13,548,387

Expenses & distributions

Benefits paid / distributions: $4,254,540
Total expenses: $4,343,225
Net increase / (decrease): $9,205,162

Coverage

Total reported participants: 401
Plans with financial statements: 1
Plans with provider compensation: 1

Totals sum the latest loaded 2023 public Form 5500 filing per plan for this company's plans — one filing per plan, so multiple years are never double-counted. Figures are reported values from loaded Schedule H / I (and Schedule C for provider compensation); fields a plan did not report are treated as missing, not zero. These are not audited or official totals.

Largest loaded plans by reported assets

Roth Capital Partners, LLC plans by reported end-of-year assets
Plan	Plan #	Participants	Reported assets (EOY)	Year
Roth Capital Partners, LLC 401(K) Plan	001	257	$54,659,923	2023
Roth Capital Partners Employee Benefits Plan	501	144	not reported in the loaded dataset	2023

Search all 2 loaded plans for this company →

Latest loaded filings

Most recent loaded Form 5500 filings for Roth Capital Partners, LLC
Year	Plan	Participants	Schedules	Filing
2023	Roth Capital Partners Employee Benefits Plan	144	—	20240822122154NAL0005099985001
2023	Roth Capital Partners, LLC 401(K) Plan	257	H, C	20250403172159NAL0010631633001