2023 Form 5500 filing — Aai Associates, Inc. 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240620111335NAL0002500194001) for Aai Associates, Inc. 401(K) Plan, reported by Aai Associates, Inc. under EIN 35-2442153 and plan number 001. It reports 147 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

EFAST2 acknowledgement
20240620111335NAL0002500194001
Filing year
2023
Form type
2
Plan sponsor
Aai Associates, Inc.
EIN
35-2442153
Plan number
001
Location
New York, NY
Participants
147
Schedules available
Schedule H, Schedule C
Received date
not reported in the loaded dataset

Reported financial snapshot (2023)

Total assets (EOY)
$9,806,744
Total liabilities (EOY)
$29,173
Net assets (EOY)
$9,777,571
Employer contributions
$328,951
Participant contributions
$955,257
Total income / additions
$2,848,621
Benefits paid
$269,953
Administrative expenses
$93,303
Total expenses
$363,256
Net increase / (decrease)
$2,485,365
Schedule source
Schedule H

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Cetera Advisors LLCSERVICE PROVIDER$42,409not reported in the loaded dataset
NationwideSERVICE PROVIDER$37,818$0
Nationwide Life Insurance ComSERVICE PROVIDER$4,361$2,664
Iron-Co-Fid-TraditionalSERVICE PROVIDER$6,787not reported in the loaded dataset
Associated Pension Consultants, IncSERVICE PROVIDER$4,596not reported in the loaded dataset

Related Form 5500 pages