2023 Form 5500 filing — The Western Asset Management 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240711130700NAL0026095760001) for The Western Asset Management 401(K) Plan, reported by Western Asset Management Company, LLC under EIN 95-2705767 and plan number 005. It reports 847 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240711130700NAL0026095760001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Western Asset Management Company, LLC
- EIN
- 95-2705767
- Plan number
- 005
- Location
- Pasadena, CA
- Participants
- 847
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $337,516,273
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $337,516,273
- Employer contributions
- $5,427,730
- Participant contributions
- $10,406,178
- Total income / additions
- $72,110,186
- Benefits paid
- $26,123,705
- Administrative expenses
- $123,333
- Total expenses
- $26,247,038
- Net increase / (decrease)
- $45,863,148
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Merrill Lynch Pierce Fenner Smith | RECORDKEEPER | $65,545 | $0 |
| Mma Securities | CONSULTANT | $65,000 | not reported in the loaded dataset |