2023 Form 5500 filing — Caterpillar Inc. Tax Deferred Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240730192913NAL0021536769001) for Caterpillar Inc. Tax Deferred Retirement Plan, reported by Caterpillar Inc. under EIN 37-0602744 and plan number 033. It reports 9,682 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240730192913NAL0021536769001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Caterpillar Inc.
- EIN
- 37-0602744
- Plan number
- 033
- Location
- Irving, TX
- Participants
- 9,682
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $678,518,596
- Total liabilities (EOY)
- $165,469
- Net assets (EOY)
- $678,353,127
- Employer contributions
- $24,251,135
- Participant contributions
- $21,706,428
- Total income / additions
- $148,627,496
- Benefits paid
- $47,769,864
- Administrative expenses
- $719,811
- Total expenses
- $48,292,853
- Net increase / (decrease)
- $100,334,643
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Alight Financial Advisors, LLC | NONE | $208,808 | not reported in the loaded dataset |
| Strategic Benefit Advisors | NONE | $190,275 | not reported in the loaded dataset |
| Alight Solutions LLC | NONE | $181,424 | $0 |
| Northern Trust Company | TRUSTEE | $62,259 | not reported in the loaded dataset |
| Pricewaterhousecoopers Llp | NONE | $49,403 | not reported in the loaded dataset |
| Pershing LLC | NONE | $0 | $22,515 |
| Caterpillar Inc | NONE | $16,122 | not reported in the loaded dataset |
| Russell Investments | NONE | $7,201 | not reported in the loaded dataset |
| Alight Financial Solutions, LLC | NONE | $0 | $5,262 |