2023 Form 5500 filing — Neuberger Berman U.S. Equity Index Putwrite Fund LLC
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240731124543NAL0014314323001) for Neuberger Berman U.S. Equity Index Putwrite Fund LLC, reported by Neuberger Berman Investment Advisers LLC under EIN 81-4341513 and plan number 001. It reports not reported in the loaded dataset participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240731124543NAL0014314323001
- Filing year
- 2023
- Form type
- 4
- Plan sponsor
- Neuberger Berman Investment Advisers LLC
- EIN
- 81-4341513
- Plan number
- 001
- Location
- New York, NY
- Participants
- not reported in the loaded dataset
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $1,484,697,592
- Total liabilities (EOY)
- $55,067,284
- Net assets (EOY)
- $1,429,630,308
- Total income / additions
- $241,503,173
- Benefits paid
- $0
- Administrative expenses
- $5,153,816
- Total expenses
- $7,680,293
- Net increase / (decrease)
- $233,822,880
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Neuberger Berman Investment Adviser | FUND SPONSOR | $4,715,629 | $0 |
| State Street Bank And Trust | CUSTODIAN | $620,230 | not reported in the loaded dataset |
| Ernst & Young Ltd. | NONE | $49,050 | not reported in the loaded dataset |