2023 Form 5500 filing — Unifund 401(K) Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240731140156NAL0036732704001) for Unifund 401(K) Savings Plan, reported by Unifund Ccr, LLC under EIN 45-2794185 and plan number 001. It reports 124 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240731140156NAL0036732704001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Unifund Ccr, LLC
- EIN
- 45-2794185
- Plan number
- 001
- Location
- Blue Ash, OH
- Participants
- 124
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $14,757,299
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $14,757,299
- Employer contributions
- $372,837
- Participant contributions
- $667,416
- Total income / additions
- $3,435,258
- Benefits paid
- $2,398,771
- Administrative expenses
- $57,314
- Total expenses
- $2,458,352
- Net increase / (decrease)
- $976,906
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Morgan Stanley | INVESTMENT ADVISOR | $30,921 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $23,033 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,254 | not reported in the loaded dataset |
| Gwfs Equities Inc | OTHERS | $106 | not reported in the loaded dataset |
| Gwfs Equities Inc | OTHERS | $0 | $0 |