2023 Form 5500 filing — Lucas Tree 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240826123407NAL0005466227002) for Lucas Tree 401(K) Plan, reported by John Lucas Tree Expert Co. under EIN 01-0110890 and plan number 001. It reports 359 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240826123407NAL0005466227002
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- John Lucas Tree Expert Co.
- EIN
- 01-0110890
- Plan number
- 001
- Location
- Falmouth, ME
- Participants
- 359
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $14,904,925
- Net assets (EOY)
- $14,904,925
- Employer contributions
- $478,011
- Participant contributions
- $809,194
- Total income / additions
- $3,332,254
- Benefits paid
- $575,237
- Administrative expenses
- $30,180
- Total expenses
- $608,801
- Net increase / (decrease)
- $2,723,453
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Commonwealth Financial Network | BROKER/INVEST MENT ADVISO | $39,212 | $0 |
| Baker Newman & Noyes LLC | AUDITOR | $11,600 | $0 |
| Hub International New England | CONTRACT ADMI N | $10,270 | $0 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $0 | $0 |