2023 Form 5500 filing — Vault Risk Management 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240829155042NAL0013716001001) for Vault Risk Management 401(K) Plan, reported by Vault Risk Management Services, LLC under EIN 81-4334051 and plan number 001. It reports 288 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240829155042NAL0013716001001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Vault Risk Management Services, LLC
- EIN
- 81-4334051
- Plan number
- 001
- Location
- St. Petersburg, FL
- Participants
- 288
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $15,060,819
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $15,060,819
- Employer contributions
- $1,632,689
- Participant contributions
- $2,228,201
- Total income / additions
- $7,063,004
- Benefits paid
- $3,040,753
- Administrative expenses
- $136,945
- Total expenses
- $3,205,822
- Net increase / (decrease)
- $3,857,182
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ubs Financial Services Inc | INVESTMENT ADVISOR | $44,780 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $33,427 | $0 |
| Retirement Solutions Specialists | CONTRACT ADMIN | $6,962 | $6,572 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,885 | not reported in the loaded dataset |