2023 Form 5500 filing — Pulmonx 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240913163648NAL0005188787001) for Pulmonx 401(K) Profit Sharing Plan, reported by Pulmonx Corporation under EIN 77-0424412 and plan number 001. It reports 234 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240913163648NAL0005188787001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Pulmonx Corporation
- EIN
- 77-0424412
- Plan number
- 001
- Location
- Redwood City, CA
- Participants
- 234
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $17,430,453
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $17,430,453
- Employer contributions
- $0
- Participant contributions
- $2,427,834
- Total income / additions
- $5,505,722
- Benefits paid
- $912,607
- Administrative expenses
- $69,439
- Total expenses
- $984,069
- Net increase / (decrease)
- $4,521,653
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company O | RECORDKEEPER | $60,126 | $0 |
| Cambridge Investment Research Inc | BROKER/ADVISER | $0 | $43,944 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $9,313 | not reported in the loaded dataset |