2023 Form 5500 filing — Ubs 401(K) Plan Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240917170301NAL0003138417001) for Ubs 401(K) Plan Trust, reported by Ubs Ag under EIN 98-0186363 and plan number 002. It reports 32,447 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240917170301NAL0003138417001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Ubs Ag
- EIN
- 98-0186363
- Plan number
- 002
- Location
- Weehawken, NJ
- Participants
- 32,447
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $9,006,572,401
- Total liabilities (EOY)
- $8,906,888
- Net assets (EOY)
- $8,997,665,513
- Employer contributions
- $209,078,245
- Participant contributions
- $367,298,824
- Total income / additions
- $2,151,832,324
- Benefits paid
- $577,743,040
- Administrative expenses
- $6,699,386
- Total expenses
- $589,633,977
- Net increase / (decrease)
- $1,562,198,347
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Eagle Capital Management, LLC | NONE | $3,104,049 | $0 |
| Pershing LLC | NONE | $0 | $1,872,972 |
| Victory Capital Management | NONE | $1,547,160 | $0 |
| T Rowe Price Associates, Inc. | NONE | $1,148,633 | $0 |
| William Blair Investment Management | NONE | $956,451 | $0 |
| Alight Financial Solutions LLC | BROKER | $0 | $723,168 |
| The Northern Trust Company | NONE | $491,831 | $0 |
| Ofi Trust Company | NONE | $449,892 | not reported in the loaded dataset |
| Artisan Partners Ltd Partnership | NONE | $416,406 | $0 |
| Aon Consulting | NONE | $143,765 | not reported in the loaded dataset |
| Alight Solutions LLC | RECORDKEEPER | $103,466 | $0 |
| Morgan Lewis & Bockius Llp | LEGAL | $47,149 | not reported in the loaded dataset |
| Ceridian Hcm Inc | NONE | $13,731 | not reported in the loaded dataset |