2023 Form 5500 filing — Joseph A. Caplan, Md, Pc 401(K) Profit Sharing Plan & Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240923154423NAL0020784032001) for Joseph A. Caplan, Md, Pc 401(K) Profit Sharing Plan & Trust, reported by Joseph A. Caplan, Md, Pc Dba Cardiac Solutions under EIN 86-0633950 and plan number 001. It reports 347 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240923154423NAL0020784032001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Joseph A. Caplan, Md, Pc Dba Cardiac Solutions
- EIN
- 86-0633950
- Plan number
- 001
- Location
- Peoria, AZ
- Participants
- 347
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $5,454,466
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $5,454,466
- Participant contributions
- $760,550
- Total income / additions
- $1,485,000
- Benefits paid
- $207,107
- Administrative expenses
- $50,461
- Total expenses
- $265,162
- Net increase / (decrease)
- $1,219,838
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Pcs Retirement, LLC | CONTRACT ADMINISTRATOR | $50,461 | $0 |