2023 Form 5500 filing — Caterpillar Inc. Master Retirement Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240930133414NAL0005586193001) for Caterpillar Inc. Master Retirement Trust, reported by Caterpillar Inc. under EIN 36-6668245 and plan number 019. It reports not reported in the loaded dataset participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240930133414NAL0005586193001
- Filing year
- 2023
- Form type
- 4
- Plan sponsor
- Caterpillar Inc.
- EIN
- 36-6668245
- Plan number
- 019
- Location
- Irving, TX
- Participants
- not reported in the loaded dataset
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $12,809,753,861
- Total liabilities (EOY)
- $74,081,113
- Net assets (EOY)
- $12,735,672,748
- Total income / additions
- $1,264,190,118
- Benefits paid
- $0
- Administrative expenses
- $42,975,215
- Total expenses
- $42,975,215
- Net increase / (decrease)
- $1,221,214,903
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Pacific Investment Management Co. | NONE | $3,143,525 | $0 |
| Alight Solutions Inc. | NONE | $2,695,585 | not reported in the loaded dataset |
| Nisa Investment Advisors LLC | NONE | $2,442,012 | not reported in the loaded dataset |
| Northern Trust Company | TRUSTEE | $2,420,774 | $0 |
| Metlife Investment Management | NONE | $1,893,343 | not reported in the loaded dataset |
| Western Asset Management Company | NONE | $1,738,193 | not reported in the loaded dataset |
| Arrowstreet Capital, L.P. | NONE | $1,286,190 | $0 |
| Ddj Capital Management,LLC | NONE | $1,227,849 | not reported in the loaded dataset |
| Strategic Benefits Advisors, Inc. | NONE | $1,191,234 | not reported in the loaded dataset |
| Loomis, Sayles & Company | NONE | $1,168,808 | not reported in the loaded dataset |
| Man Numeric Investors | NONE | $1,141,997 | $0 |
| Pzena Investment Management | NONE | $1,109,583 | $0 |
| Dodge And Cox | NONE | $1,001,585 | $0 |
| Jacobs Levy Equity Management | NONE | $990,385 | not reported in the loaded dataset |
| Willis Towers Watson | NONE | $858,125 | not reported in the loaded dataset |
| Blackstone Credit Syst Strat, LLC | NONE | $850,518 | not reported in the loaded dataset |
| Neuberger & Berman | NONE | $830,164 | $0 |
| William Blair Investment Management | NONE | $716,868 | $0 |
| Capital International Inc | NONE | $688,547 | not reported in the loaded dataset |
| Wellington Group Holdings Llp | NONE | $650,330 | $0 |
| Baring, LLC | NONE | $639,229 | not reported in the loaded dataset |
| Mar Vista Investment Partners | NONE | $623,848 | $0 |
| Metlife Investment Management | NONE | $618,125 | not reported in the loaded dataset |
| Deloitte Tax Llp | NONE | $551,514 | not reported in the loaded dataset |
| Brandywine Global Investment, LLC | NONE | $419,093 | $0 |
| Ceredex Value Advisors | NONE | $337,656 | $0 |
| Pricewaterhousecoopers Llp | NONE | $320,910 | not reported in the loaded dataset |
| Caterpillar Inc. | PLAN ADMINISTRATOR | $300,374 | not reported in the loaded dataset |
| Copeland Capital Management, LLC | NONE | $268,314 | not reported in the loaded dataset |
| Jackson Square Partners LLC | NONE | $238,047 | $0 |
| Russell Investments | NONE | $135,616 | not reported in the loaded dataset |
| Decker Capital Management LLC | NONE | $34,969 | not reported in the loaded dataset |
| Cost Effectiveness Measurement Inc. | NONE | $33,000 | not reported in the loaded dataset |
| Pathway Capital Management | NONE | $21,590 | not reported in the loaded dataset |
| Kpmg | NONE | $7,370 | not reported in the loaded dataset |