2023 Form 5500 filing — Cummings & Lockwood Employees 401(K) Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241001131833NAL0004012531001) for Cummings & Lockwood Employees 401(K) Savings Plan, reported by Cummings & Lockwood LLC under EIN 06-0312590 and plan number 002. It reports 249 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241001131833NAL0004012531001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Cummings & Lockwood LLC
- EIN
- 06-0312590
- Plan number
- 002
- Location
- Stamford, CT
- Participants
- 249
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $90,238,891
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $90,238,891
- Employer contributions
- $1,424,471
- Participant contributions
- $1,800,766
- Total income / additions
- $17,337,219
- Benefits paid
- $7,286,342
- Administrative expenses
- $38,626
- Total expenses
- $7,324,968
- Net increase / (decrease)
- $10,012,251
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And S | RECORDKEEPER | $18,277 | $0 |
| Cliftonlarsonallen Llp | ACCOUNTANT | $13,962 | not reported in the loaded dataset |
| Mccarter & English | CONSULTANT | $6,387 | not reported in the loaded dataset |