2023 Form 5500 filing — Morgan Stanley 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241002155747NAL0009097377001) for Morgan Stanley 401(K) Plan, reported by Morgan Stanley Domestic Holdings, LLC under EIN 20-8764829 and plan number 003. It reports 80,740 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241002155747NAL0009097377001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Morgan Stanley Domestic Holdings, LLC
- EIN
- 20-8764829
- Plan number
- 003
- Location
- New York, NY
- Participants
- 80,740
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $19,235,068,266
- Total liabilities (EOY)
- $213,973,946
- Net assets (EOY)
- $19,021,094,320
- Employer contributions
- $395,458,159
- Participant contributions
- $800,690,707
- Total income / additions
- $4,013,132,938
- Benefits paid
- $1,126,377,431
- Administrative expenses
- $16,067,953
- Total expenses
- $1,142,445,384
- Net increase / (decrease)
- $2,870,687,554
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| T. Rowe Price Associates, Inc. | NONE | $3,430,928 | $0 |
| Pacific Investment Mgmt Co LLC | NONE | $1,501,711 | $0 |
| Westfield Capital Management Co, Lp | NONE | $1,472,288 | $0 |
| Blackrock Institutional Trust Co | INVESTMENT MANAGER | $1,352,208 | not reported in the loaded dataset |
| Artisan Partners | NONE | $1,247,353 | $0 |
| Thompson, Siegel & Walmsley LLC | NONE | $1,116,561 | $0 |
| State Street Global Advisrs Trst Co | INVESTMENT MANAGER | $1,075,354 | $0 |
| Westwood Management Corporation | NONE | $1,052,162 | $0 |
| Fred Alger Management LLC | NONE | $959,978 | $44,693 |
| Fidelity Institutional Asset Mgmt | NONE | $905,568 | $0 |
| Shenkman Capital Management, Inc. | INVESTMENT MANAGER | $526,418 | not reported in the loaded dataset |
| Principal Global Investors, LLC | NONE | $508,883 | $0 |
| Aqr Capital Management, LLC | NONE | $266,108 | not reported in the loaded dataset |
| Mercer Investments LLC | NONE | $221,448 | not reported in the loaded dataset |
| Alight Solutions LLC | RECORDKEEPER | $120,660 | $0 |
| Deloitte & Touche Llp | AUDITOR | $115,000 | not reported in the loaded dataset |
| The Northern Trust Company | TRUSTEE | $109,664 | $0 |
| Wellington Trust Company, Na | NONE | $0 | $0 |