2023 Form 5500 filing — Caterpillar Inc. Group Insurance Master Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241003151123NAL0005808099001) for Caterpillar Inc. Group Insurance Master Trust, reported by Caterpillar Inc. under EIN 36-6426495 and plan number 020. It reports not reported in the loaded dataset participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241003151123NAL0005808099001
- Filing year
- 2023
- Form type
- 4
- Plan sponsor
- Caterpillar Inc.
- EIN
- 36-6426495
- Plan number
- 020
- Location
- Irving, TX
- Participants
- not reported in the loaded dataset
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $144,078,565
- Total liabilities (EOY)
- $80,830
- Net assets (EOY)
- $143,997,735
- Total income / additions
- $24,302,670
- Benefits paid
- $0
- Administrative expenses
- $4,507,060
- Total expenses
- $4,507,060
- Net increase / (decrease)
- $19,795,610
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Uhc Management Company | NONE | $3,501,883 | $0 |
| Cigna Health & Life Ins Co. | NONE | $242,475 | $0 |
| Northern Trust Company | TRUSTEE | $165,821 | $0 |
| Jacobs Levy Equity Management | NONE | $143,710 | not reported in the loaded dataset |
| Caterpillar Inc. | PLAN ADMINISTRATOR | $118,832 | not reported in the loaded dataset |
| Neuberger & Berman | NONE | $90,869 | $0 |
| United Healthcare Insurance Company | NONE | $79,504 | $0 |
| Mar Vista Investment Partners | NONE | $75,361 | $0 |
| Western Asset Management Co | NONE | $55,813 | not reported in the loaded dataset |
| Willis Towers Watson | NONE | $20,000 | not reported in the loaded dataset |
| Kpmg | NONE | $6,035 | not reported in the loaded dataset |