2023 Form 5500 filing — U. A. Local No. 393 Defined Contribution Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241009090730NAL0032272768001) for U. A. Local No. 393 Defined Contribution Plan, reported by Board Of Trustees Of The U.A. Local No. 393 Defined Contribution Plan under EIN 94-6075617 and plan number 003. It reports 3,184 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241009090730NAL0032272768001
- Filing year
- 2023
- Form type
- 1
- Plan sponsor
- Board Of Trustees Of The U.A. Local No. 393 Defined Contribution Plan
- EIN
- 94-6075617
- Plan number
- 003
- Location
- San Jose, CA
- Participants
- 3,184
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $696,148,570
- Total liabilities (EOY)
- $254,562
- Net assets (EOY)
- $695,894,008
- Employer contributions
- $28,648,423
- Participant contributions
- $12,037,255
- Total income / additions
- $133,205,169
- Benefits paid
- $31,597,958
- Administrative expenses
- $2,818,260
- Total expenses
- $34,416,218
- Net increase / (decrease)
- $98,788,951
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Nwq Investments | NONE | $852,855 | not reported in the loaded dataset |
| Polen Capital Management LLC | NONE | $535,828 | not reported in the loaded dataset |
| Columbia Management | NONE | $358,831 | not reported in the loaded dataset |
| Raymond James & Associates Inc | NONE | $272,999 | not reported in the loaded dataset |
| Benesys Administrators | NONE | $216,649 | not reported in the loaded dataset |
| Northwest Plan Services | NONE | $158,502 | not reported in the loaded dataset |
| Broadridge Matrix Trust Co | NONE | $95,560 | $0 |
| Kraw Law Group | NONE | $94,441 | not reported in the loaded dataset |
| Suzanne Needham | EMPLOYEE | $51,046 | not reported in the loaded dataset |
| Withumsmith+Brown, Pc | NONE | $48,880 | not reported in the loaded dataset |
| Smart Source LLC | NONE | $21,637 | not reported in the loaded dataset |
| Segal Consulting | NONE | $18,000 | not reported in the loaded dataset |
| Crystal Clear | NONE | $17,588 | not reported in the loaded dataset |
| Eide Bailly Llp | NONE | $8,953 | not reported in the loaded dataset |
| Saltzman & Johnson Law Group | NONE | $8,070 | not reported in the loaded dataset |