2023 Form 5500 filing — Catic Financial, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241009144846NAL0033091008001) for Catic Financial, Inc. 401(K) Plan, reported by Catic Fincncial, Inc. under EIN 06-0808125 and plan number 002. It reports 276 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241009144846NAL0033091008001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Catic Fincncial, Inc.
- EIN
- 06-0808125
- Plan number
- 002
- Location
- Rocky Hill, CT
- Participants
- 276
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $43,481,319
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $43,481,319
- Employer contributions
- $1,013,919
- Participant contributions
- $2,621,943
- Total income / additions
- $10,518,678
- Benefits paid
- $2,158,827
- Administrative expenses
- $31,843
- Total expenses
- $2,190,670
- Net increase / (decrease)
- $8,328,008
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Securities America Inc. | BROKER/ADV | $0 | $38,356 |
| Silver Oak Securities, Inc. | BROKER/ADV | $0 | $31,364 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $23,303 | $0 |
| Devlin & Hale Associates, Inc. | CONTRACT ADMINISTRATOR | not reported in the loaded dataset | not reported in the loaded dataset |