2023 Form 5500 filing — Waicu Retirement Readiness Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241010113233NAL0011419379001) for Waicu Retirement Readiness Plan, reported by Wisconsin Association Of Independent Colleges And Universities under EIN 39-1039417 and plan number 002. It reports 4,225 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241010113233NAL0011419379001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Wisconsin Association Of Independent Colleges And Universities
- EIN
- 39-1039417
- Plan number
- 002
- Location
- Madison, WI
- Participants
- 4,225
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $399,718,425
- Net assets (EOY)
- $399,718,425
- Employer contributions
- $5,590,203
- Participant contributions
- $8,312,660
- Total income / additions
- $65,132,007
- Benefits paid
- $26,326,669
- Administrative expenses
- $240,339
- Total expenses
- $26,574,066
- Net increase / (decrease)
- $38,557,941
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Transamerica Retirement Solutions | RECORD KEEPER | $147,031 | $0 |
| Advanced Capital Group | INVESTMENT ADVISOR | $40,484 | not reported in the loaded dataset |
| Wisconsin Association Of Independen | N/A | $26,420 | not reported in the loaded dataset |
| Efficient Market Advisors | SECURITIES BROKER | $14,335 | not reported in the loaded dataset |
| The Appleton Group LLC | SECURITIES BROKER | $9,205 | not reported in the loaded dataset |
| Charles Schwab & Co., Inc. | SECURITIES BROKER | $1,404 | $0 |
| National Financial Services | SECURITIES BROKER | $0 | $0 |