2023 Form 5500 filing — Transwestern 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011084328NAL0043083314001) for Transwestern 401(K) Plan, reported by Transwestern Commercial Services LLC under EIN 36-4232023 and plan number 001. It reports 2,568 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011084328NAL0043083314001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Transwestern Commercial Services LLC
- EIN
- 36-4232023
- Plan number
- 001
- Location
- Chicago, IL
- Participants
- 2,568
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $228,071,741
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $228,071,741
- Employer contributions
- $2,757,021
- Participant contributions
- $15,370,208
- Total income / additions
- $62,285,923
- Benefits paid
- $19,696,332
- Administrative expenses
- $118,661
- Total expenses
- $19,846,635
- Net increase / (decrease)
- $42,439,288
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Strategic Advisors, Inc. | ADVISOR | $84,181 | not reported in the loaded dataset |
| Mitchell & Titus, Ll | ACCOUNTANT/AUDITOR | $25,000 | not reported in the loaded dataset |
| Marcado Asset Management, LLC | CONSULTANT | $21,667 | not reported in the loaded dataset |
| Haynes & Boone, Llp | ATTORNEY/LEGAL | $14,250 | not reported in the loaded dataset |
| Fidelity Investments Institutional | RECORDKEEPER | -$26,327 | $0 |