2023 Form 5500 filing — Capital One Financial Corporation Cash Balance Pension Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011093115NAL0012329251001) for Capital One Financial Corporation Cash Balance Pension Plan, reported by Capital One Financial Corporation under EIN 54-1719854 and plan number 001. It reports 3,383 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011093115NAL0012329251001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Capital One Financial Corporation
- EIN
- 54-1719854
- Plan number
- 001
- Location
- Mclean, VA
- Participants
- 3,383
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $240,894,022
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $240,894,022
- Total income / additions
- $23,876,182
- Benefits paid
- $8,310,612
- Administrative expenses
- $1,319,357
- Total expenses
- $9,629,969
- Net increase / (decrease)
- $14,246,213
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Mercer | NONE | $537,347 | not reported in the loaded dataset |
| Mercer Investments LLC | FIDUCIARY | $347,276 | $0 |
| State Street Global Advisors | TRUSTEE | $105,993 | $0 |