2023 Form 5500 filing — Lazard Emerging Markets Small Cap Equity Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011130452NAL0038802032001) for Lazard Emerging Markets Small Cap Equity Trust, reported by Lazard Asset Management LLC under EIN 45-3626181 and plan number 001. It reports not reported in the loaded dataset participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011130452NAL0038802032001
- Filing year
- 2023
- Form type
- 4
- Plan sponsor
- Lazard Asset Management LLC
- EIN
- 45-3626181
- Plan number
- 001
- Location
- Kansas City, MO
- Participants
- not reported in the loaded dataset
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $253,817,761
- Total liabilities (EOY)
- $1,660,833
- Net assets (EOY)
- $252,156,928
- Total income / additions
- $66,387,434
- Benefits paid
- $0
- Administrative expenses
- $345,755
- Total expenses
- $345,755
- Net increase / (decrease)
- $66,041,679
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| State Street Bank And Trust Company | TRUSTEE | $214,669 | $0 |
| Deloitte | NONE | $78,031 | not reported in the loaded dataset |
| Morgan Stanley & Co., Inc. | NONE | $0 | $75,969 |
| Credit Lyonnais Securities | NONE | $0 | $64,909 |
| Ubs | NONE | $0 | $56,848 |
| Deloitte And Touche Llp | NONE | $52,551 | not reported in the loaded dataset |
| Jp Morgan Chase Securities | NONE | $0 | $50,567 |
| Merrill Lynch,Pierce, Fenner & Smit | NONE | $0 | $49,489 |
| Goldman Sachs & Co. | NONE | $0 | $41,190 |
| Citigroup Global Markets Inc. | NONE | $0 | $36,780 |
| Macquarie Securities Limited | NONE | $0 | $35,226 |
| Kb Securities Co., Ltd. | NONE | $0 | $20,522 |
| Korea Investment And Securities Co. | NONE | $0 | $11,343 |