2023 Form 5500 filing — Apex Innovative Sciences, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011132605NAL0010963491001) for Apex Innovative Sciences, Inc. 401(K) Plan, reported by Apex Innovative Sciences, Inc. under EIN 84-2814631 and plan number 001. It reports 506 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011132605NAL0010963491001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Apex Innovative Sciences, Inc.
- EIN
- 84-2814631
- Plan number
- 001
- Location
- Garden Grove, CA
- Participants
- 506
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $8,561,802
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $8,561,802
- Participant contributions
- $45
- Total income / additions
- $1,262,835
- Benefits paid
- $1,219,051
- Administrative expenses
- $57,291
- Total expenses
- $1,298,696
- Net increase / (decrease)
- -$35,861
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| The Waterford Group LLC | INVESTMENT ADVISOR | $15,425 | not reported in the loaded dataset |
| Empower Annuity Insurance Company | RECORDKEEPER | $13,450 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,604 | not reported in the loaded dataset |
| National Benefit Services, LLC | CONTRACT ADMIN | $3,120 | not reported in the loaded dataset |
| Raymond James | INVESTMENT ADVISOR | $1,410 | not reported in the loaded dataset |