2023 Form 5500 filing — Four Winds 401(K) Savings And Investment Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014111236NAL0013185987001) for Four Winds 401(K) Savings And Investment Plan, reported by Four Winds, Inc. under EIN 13-2919257 and plan number 002. It reports 1,188 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014111236NAL0013185987001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Four Winds, Inc.
- EIN
- 13-2919257
- Plan number
- 002
- Location
- Katonah, NY
- Participants
- 1,188
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $40,432,423
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $40,432,423
- Participant contributions
- $2,147,919
- Total income / additions
- $7,807,438
- Benefits paid
- $4,523,335
- Administrative expenses
- $161,629
- Total expenses
- $4,690,366
- Net increase / (decrease)
- $3,117,072
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $161,629 | $3,066 |
| Park Avenue Securities | OTHER SERVICES | $0 | $55,688 |
| Wilshire Advisors LLC | INVESTMENT ADVISORY | $0 | $0 |