2023 Form 5500 filing — Lhm Financial Corporation 401(K) Profit Sharing Plan And Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014134342NAL0015036067001) for Lhm Financial Corporation 401(K) Profit Sharing Plan And Trust, reported by Lhm Financial Corporation Dba Cnn Mortgage under EIN 86-0741955 and plan number 002. It reports 149 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014134342NAL0015036067001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Lhm Financial Corporation Dba Cnn Mortgage
- EIN
- 86-0741955
- Plan number
- 002
- Location
- Scottsdale, AZ
- Participants
- 149
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $592,037
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $592,037
- Participant contributions
- $67,843
- Total income / additions
- $466,703
- Benefits paid
- $4,982,979
- Administrative expenses
- $28,967
- Total expenses
- $5,011,946
- Net increase / (decrease)
- -$4,545,243
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ascensus Holdings, Dba Futureplan A | CONTRACT ADMIN | $6,675 | $1,874 |
| Regal Investment Advisors, LLC | INVESTMENT ADVISOR | $5,991 | not reported in the loaded dataset |
| Empower Annuity Insurance Co Of Ame | RECORDKEEPER | $4,724 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $418 | not reported in the loaded dataset |