2023 Form 5500 filing — Smith Elliott Kearns & Company LLC Employees' 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014153931NAL0054239042001) for Smith Elliott Kearns & Company LLC Employees' 401(K) Profit Sharing Plan, reported by Smith Elliott Kearns & Company, LLC under EIN 52-0783935 and plan number 001. It reports 243 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014153931NAL0054239042001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Smith Elliott Kearns & Company, LLC
- EIN
- 52-0783935
- Plan number
- 001
- Location
- Hagerstown, MD
- Participants
- 243
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $40,004,612
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $40,004,612
- Employer contributions
- $919,298
- Participant contributions
- $1,596,649
- Total income / additions
- $8,067,445
- Benefits paid
- $1,107,252
- Administrative expenses
- $109,022
- Total expenses
- $1,216,274
- Net increase / (decrease)
- $6,851,171
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Wells Fargo Advisors | NONE | $0 | $39,451 |
| Dembo, Jones, Healy, Pennington & M | NONE | $12,200 | not reported in the loaded dataset |
| Morningstart | SERVICE PROVIDER | $0 | $5,851 |
| Voya Retirement Ins And Annuity Co | SERVICE PROVIDER | not reported in the loaded dataset | not reported in the loaded dataset |