2023 Form 5500 filing — Monterey Financial Services, LLC 401(K) Plan And Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014164631NAL0027895745001) for Monterey Financial Services, LLC 401(K) Plan And Trust, reported by Monterey Financial Services, LLC under EIN 33-0369207 and plan number 003. It reports 110 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014164631NAL0027895745001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Monterey Financial Services, LLC
- EIN
- 33-0369207
- Plan number
- 003
- Location
- Oceanside, CA
- Participants
- 110
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $10,410,688
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $10,410,688
- Employer contributions
- $151,660
- Participant contributions
- $434,047
- Total income / additions
- $2,325,092
- Benefits paid
- $128,428
- Administrative expenses
- $76,372
- Total expenses
- $204,800
- Net increase / (decrease)
- $2,120,292
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ubs Financial Services, Inc. | INVESTMENT ADVISORY | $31,849 | not reported in the loaded dataset |
| John Hancock Usa | RECORDKEEPER | $524 | $0 |