2023 Form 5500 filing — Heritage & Est 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015111010NAL0047512336001) for Heritage & Est 401(K) Plan, reported by Eastern Shore Transport, LLC under EIN 27-1322213 and plan number 001. It reports 156 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015111010NAL0047512336001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Eastern Shore Transport, LLC
- EIN
- 27-1322213
- Plan number
- 001
- Location
- York, PA
- Participants
- 156
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $7,563,235
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $7,563,235
- Employer contributions
- $222,576
- Participant contributions
- $389,957
- Total income / additions
- $1,594,597
- Benefits paid
- $375,848
- Administrative expenses
- $47,355
- Total expenses
- $423,203
- Net increase / (decrease)
- $1,171,394
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company O | NONE | $14,421 | $0 |
| Lombard Securities Inc | NONE | $9,926 | not reported in the loaded dataset |
| Reinsel Kuntz Lesher Llp | NONE | $8,750 | not reported in the loaded dataset |
| Conrad M Siegel Inc | NONE | $7,813 | not reported in the loaded dataset |
| Srs Capital Advisors | NONE | $4,920 | not reported in the loaded dataset |
| Empower Advisory Group, LLC | NONE | $2,435 | not reported in the loaded dataset |
| The Retirement Advantage Inc | NONE | $1,925 | not reported in the loaded dataset |
| Blackrock Fund Advisors | NONE | $0 | $0 |
| Fidelity & Research Company | NONE | $0 | $0 |
| Jp Morgan Investment Inc | NONE | $0 | $0 |
| T. Rowe Price Associates, Inc. | NONE | $0 | $0 |
| Invesco Advisers Inc | NONE | $0 | $0 |
| Janus Capital LLC | NONE | $0 | $0 |
| Massachusetts Financial Services Co | NONE | $0 | $0 |
| American Century Investment Inc | NONE | $0 | $0 |
| Legg Mason Partners Fund Advisor Ll | NONE | $0 | $0 |
| Blackrock Advisors LLC | NONE | $0 | $0 |