2023 Form 5500 filing — Smart Local 104, District 3 401(A) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015111834NAL0028178033001) for Smart Local 104, District 3 401(A) Plan, reported by Smart Local 104, District 3 401(A) under EIN 77-0352309 and plan number 001. It reports 1,136 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015111834NAL0028178033001
- Filing year
- 2023
- Form type
- 1
- Plan sponsor
- Smart Local 104, District 3 401(A)
- EIN
- 77-0352309
- Plan number
- 001
- Location
- Ventura, CA
- Participants
- 1,136
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $23,054,446
- Total liabilities (EOY)
- $12,463
- Net assets (EOY)
- $23,041,983
- Employer contributions
- $1,759,857
- Participant contributions
- $303,918
- Total income / additions
- $5,123,579
- Benefits paid
- $1,003,146
- Administrative expenses
- $225,375
- Total expenses
- $1,228,521
- Net increase / (decrease)
- $3,895,058
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Smart Local 104 District 3 401a Pln | OTHER | $103,054 | not reported in the loaded dataset |
| Morgan Stanley Smith Barney LLC | SERVICE PROVIDER | $40,168 | not reported in the loaded dataset |
| Empower Annuity In Co Of America | RECORDKEEPER | $439 | $0 |