2023 Form 5500 filing — The James B. Oswald Co. 401(K) Plan & Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015140651NAL0049812192001) for The James B. Oswald Co. 401(K) Plan & Trust, reported by James B. Oswald Company under EIN 34-0445620 and plan number 003. It reports 900 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015140651NAL0049812192001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- James B. Oswald Company
- EIN
- 34-0445620
- Plan number
- 003
- Location
- Cleveland, OH
- Participants
- 900
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $196,288,906
- Total liabilities (EOY)
- $7,303,338
- Net assets (EOY)
- $188,985,568
- Employer contributions
- $2,757,746
- Participant contributions
- $6,150,430
- Total income / additions
- $39,183,463
- Benefits paid
- $19,142,119
- Administrative expenses
- $76,924
- Total expenses
- $19,219,043
- Net increase / (decrease)
- $19,964,420
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Voya Retirement Insurance & Annuity | SERVICE PROVIDER | $72,399 | not reported in the loaded dataset |
| Benefit Trust Company | SERVICE PROVIDER | $0 | $14,498 |
| Maloney+Novotny, LLC | SERVICE PROVIDER | $4,525 | not reported in the loaded dataset |