2023 Form 5500 filing — Southwest Traders, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015140945NAL0048317616001) for Southwest Traders, Inc. 401(K) Plan, reported by Southwest Traders, Inc under EIN 33-0191583 and plan number 002. It reports 547 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015140945NAL0048317616001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Southwest Traders, Inc
- EIN
- 33-0191583
- Plan number
- 002
- Location
- Temecula, CA
- Participants
- 547
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $10,259,614
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $10,259,614
- Employer contributions
- $959,933
- Participant contributions
- $1,461,606
- Total income / additions
- $3,827,321
- Benefits paid
- $1,215,584
- Administrative expenses
- $91,019
- Total expenses
- $1,334,458
- Net increase / (decrease)
- $2,492,863
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $57,940 | $0 |
| Lpl Financial Corporation Rpcp | INVESTMENT/FINANCIAL ADVI | $19,974 | $0 |
| Cambridge Investment Research, Inc. | INVESTMENT/FINANCIAL ADVI | $13,103 | $0 |