2023 Form 5500 filing — Dave Arbogast Group, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015141702NAL0016598355001) for Dave Arbogast Group, Inc. 401(K) Plan, reported by Dave Arbogast Group, Inc. under EIN 31-1409301 and plan number 001. It reports 189 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015141702NAL0016598355001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Dave Arbogast Group, Inc.
- EIN
- 31-1409301
- Plan number
- 001
- Location
- Troy, OH
- Participants
- 189
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $4,677,001
- Total liabilities (EOY)
- $27,618
- Net assets (EOY)
- $4,649,383
- Employer contributions
- $78,564
- Participant contributions
- $407,299
- Total income / additions
- $1,126,505
- Benefits paid
- $844,581
- Administrative expenses
- $55,650
- Total expenses
- $900,231
- Net increase / (decrease)
- $226,274
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Transamerica Financial Life | RECORDKEEPER | $23,339 | $0 |
| Merrill Lynch Life Agency, Inc. | INVESTMENT ADVISORY | $22,039 | not reported in the loaded dataset |
| Edward D Jones & Company | INVESTMENT ADVISORY | $10,868 | not reported in the loaded dataset |
| Creative Retirement Systems, Inc | RECORDKEEPER | $2,050 | $86 |