2023 Form 5500 filing — Upstate Companies 1, LLC 401(K) Profit Sharing Plan And Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015142113NAL0014823091001) for Upstate Companies 1, LLC 401(K) Profit Sharing Plan And Trust, reported by Upstate Companies 1, LLC under EIN 45-5454043 and plan number 001. It reports 136 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015142113NAL0014823091001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Upstate Companies 1, LLC
- EIN
- 45-5454043
- Plan number
- 001
- Location
- Mount Upton, NY
- Participants
- 136
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $7,401,107
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $7,401,107
- Employer contributions
- $1,382,358
- Participant contributions
- $336,898
- Total income / additions
- $2,821,213
- Benefits paid
- $159,842
- Administrative expenses
- $37,490
- Total expenses
- $247,644
- Net increase / (decrease)
- $2,573,569
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Nbt Bancorp Na | NONE | $37,491 | not reported in the loaded dataset |
| Charles Schwab & Co., Inc. | NONE | $0 | $0 |
| Epic Retirement Plan Services | NONE | $0 | $0 |