2023 Form 5500 filing — Orange County Urology Associates 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015180827NAL0059096066001) for Orange County Urology Associates 401(K) Profit Sharing Plan, reported by Orange County Urology Associates, Inc. A Medical Group under EIN 57-1143045 and plan number 001. It reports 175 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015180827NAL0059096066001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Orange County Urology Associates, Inc. A Medical Group
- EIN
- 57-1143045
- Plan number
- 001
- Location
- Laguna Hills, CA
- Participants
- 175
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $17,957,239
- Total liabilities (EOY)
- $52
- Net assets (EOY)
- $17,957,187
- Employer contributions
- $826,705
- Participant contributions
- $591,082
- Total income / additions
- $732,631
- Benefits paid
- $1,891,072
- Administrative expenses
- $58,825
- Total expenses
- $1,949,897
- Net increase / (decrease)
- -$1,217,266
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Signature Estate And Investment Adv | INVESTMENT ADVISORY -PLAN | $11,733 | not reported in the loaded dataset |
| Transamerica Retirement Solutions, | RECORDKEEPER | $9,731 | $0 |
| Tri-Ad Actuaries, Inc. | NONE | $9,212 | $0 |
| Envestnet Asset Management Inc | SECURITIES BROKERAGE | $7,137 | $0 |
| Signature Estate & Investment | SECURITIES BROKERAGE | $3,414 | $0 |
| Mercer Global Advisors Inc | SECURITIES BROKERAGE | $2,537 | $0 |
| Futureplan By Ascensus- Kravitz | RECORDKEEPER | $2,425 | $0 |
| Ep Wealth Advisors LLC | SECURITIES BROKERAGE | $1,659 | $0 |
| Spectrum Pension Consultants, Inc. | RECORDKEEPER | $0 | $367 |
| Charles Schwab & Co. Inc. | SECUTITIES BROKERAGE | $148 | $0 |