2023 Form 5500 filing — Duke'S Root Control, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015225832NAL0059997298001) for Duke'S Root Control, Inc. 401(K) Plan, reported by Dukes Root Control, Inc. under EIN 75-3026801 and plan number 001. It reports 179 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015225832NAL0059997298001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Dukes Root Control, Inc.
- EIN
- 75-3026801
- Plan number
- 001
- Location
- Elgin, IL
- Participants
- 179
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $22,158,569
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $22,158,569
- Employer contributions
- $566,623
- Participant contributions
- $1,131,274
- Total income / additions
- $4,539,424
- Benefits paid
- $7,098,991
- Administrative expenses
- $32,916
- Total expenses
- $7,134,167
- Net increase / (decrease)
- -$2,594,743
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ubs Financial Services, Inc. | INVESTMENT/FINANCIAL ADVI | $25,820 | $0 |
| Adp, Inc. | RECORD KEEPER | $4,451 | $0 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 |