2023 Form 5500 filing — Corient Services LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241107141059NAL0006537635001) for Corient Services LLC 401(K) Plan, reported by Corient Services LLC under EIN 87-3513335 and plan number 001. It reports 1,009 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241107141059NAL0006537635001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Corient Services LLC
- EIN
- 87-3513335
- Plan number
- 001
- Location
- Miami, FL
- Participants
- 1,009
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $226,575,656
- Total liabilities (EOY)
- $3,185
- Net assets (EOY)
- $226,572,471
- Employer contributions
- $7,249,753
- Participant contributions
- $15,130,276
- Total income / additions
- $65,064,632
- Benefits paid
- $11,806,016
- Administrative expenses
- $251,186
- Total expenses
- $12,057,202
- Net increase / (decrease)
- $53,007,430
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Correll Co | RECORD KEEPER | $131,002 | $0 |
| Assurance Advisory | ADVISOR | $95,464 | $0 |
| Charles Schwab Trust Bank | SERVICE PROVIDER | $0 | $28,488 |
| Charles Schwab & Co., Inc. | BROKERAGE | $9,581 | $0 |
| Corient Private Wealth LLC | ADVISOR | $8,945 | $0 |
| Segall Bryant & Hamill LLC | ADVISOR | $6,384 | $0 |