2023 Form 5500 filing — The Hess Collection 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241126132841NAL0009609488001) for The Hess Collection 401(K) Plan, reported by The Hess Collection Winery under EIN 68-0071196 and plan number 001. It reports 205 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241126132841NAL0009609488001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- The Hess Collection Winery
- EIN
- 68-0071196
- Plan number
- 001
- Location
- Napa, CA
- Participants
- 205
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $20,945,539
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $20,945,539
- Employer contributions
- $620,052
- Participant contributions
- $966,457
- Total income / additions
- $4,669,561
- Benefits paid
- $2,397,134
- Administrative expenses
- $37,863
- Total expenses
- $2,441,270
- Net increase / (decrease)
- $2,228,291
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Annuity Insurance Company O | RECORDKEEPER | $21,215 | $0 |
| Raymond James Financial Services | INVESTMENT ADVISOR | $10,000 | not reported in the loaded dataset |
| Concurrent Investment Advisors LLC | INVESTMENT ADVISOR | $6,648 | not reported in the loaded dataset |