2023 Form 5500 filing — Roth & Company, Llp 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241224111647NAL0020427378001) for Roth & Company, Llp 401(K) Plan, reported by Roth & Company Llp under EIN 11-3360065 and plan number 001. It reports 189 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241224111647NAL0020427378001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Roth & Company Llp
- EIN
- 11-3360065
- Plan number
- 001
- Location
- Brooklyn, NY
- Participants
- 189
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $10,661,097
- Net assets (EOY)
- $10,661,097
- Employer contributions
- $221,045
- Participant contributions
- $802,832
- Total income / additions
- $2,598,711
- Benefits paid
- $298,438
- Total expenses
- $298,438
- Net increase / (decrease)
- $2,300,273
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Equinum | ADVISOR | $26,948 | not reported in the loaded dataset |
| The Vanguard Group, Inc. | RECORDKEEPER | $11,798 | not reported in the loaded dataset |
| Intac | THIRD PARTY ADMIN | $1,425 | not reported in the loaded dataset |