2023 Form 5500 filing — Humphrey & Associates, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250414100555NAL0003235602001) for Humphrey & Associates, Inc. 401(K) Plan, reported by Humphrey & Associates, Inc. under EIN 74-1907160 and plan number 003. It reports 574 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20250414100555NAL0003235602001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Humphrey & Associates, Inc.
- EIN
- 74-1907160
- Plan number
- 003
- Location
- Carrollton, TX
- Participants
- 574
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $44,259,223
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $44,259,223
- Employer contributions
- $1,792,542
- Participant contributions
- $2,925,377
- Total income / additions
- $10,114,226
- Benefits paid
- $3,957,607
- Administrative expenses
- $175,328
- Total expenses
- $4,132,935
- Net increase / (decrease)
- $5,981,291
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $160,827 | $0 |
| Purshe Kaplan Sterling Investments | OTHER SERVICES | $0 | $81,966 |
| Weaver And Tidwell, Llp | ACCOUNTANT | $29,000 | not reported in the loaded dataset |
| Oakwood Capital Securities, Inc | OTHER SERVICES | $0 | $12,032 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 |
| Wilshire Advisors LLC | INVESTMENT ADVISORY | $0 | $0 |