2023 Form 5500 filing — Charter One 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250415142851NAL0003367745001) for Charter One 401(K) Plan, reported by Charter One, LLC under EIN 82-3735558 and plan number 001. It reports 2,844 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

EFAST2 acknowledgement
20250415142851NAL0003367745001
Filing year
2023
Form type
3
Plan sponsor
Charter One, LLC
EIN
82-3735558
Plan number
001
Location
Mesa, AZ
Participants
2,844
Schedules available
Schedule H, Schedule C
Received date
not reported in the loaded dataset

Reported financial snapshot (2023)

Total assets (EOY)
$23,205,934
Net assets (EOY)
$23,205,934
Employer contributions
$1,887,751
Participant contributions
$4,332,259
Total income / additions
$10,268,830
Benefits paid
$1,717,907
Administrative expenses
$258,942
Total expenses
$1,976,849
Net increase / (decrease)
$8,291,981
Schedule source
Schedule H

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
John Hancock Life Ins CoRECORDKEEPER$23,781not reported in the loaded dataset

Related Form 5500 pages