2023 Form 5500 filing — Roots Management Group 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20260331163553NAL0000282001001) for Roots Management Group 401(K) Plan, reported by Roots Management Group, LLC under EIN 87-0855596 and plan number 001. It reports 829 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20260331163553NAL0000282001001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Roots Management Group, LLC
- EIN
- 87-0855596
- Plan number
- 001
- Location
- Gilbert, AZ
- Participants
- 829
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $2,799,565
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $2,799,565
- Employer contributions
- $554,568
- Participant contributions
- $1,215,352
- Total income / additions
- $2,170,533
- Benefits paid
- $424,189
- Administrative expenses
- $68,984
- Total expenses
- $493,173
- Net increase / (decrease)
- $1,677,360
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Transamerica Retirement Solutions | RECORDKEEPER | $31,057 | $0 |
| Dwc - The 401(K) Experts | TPA | $26,790 | $22 |
| Cetera Investment Advisors LLC | INVESTMENT ADVISORY | $6,021 | not reported in the loaded dataset |