Rhumbline Small-Cap Index Fund Pooled Trust — Form 5500 plan (Rhumbline Advisers Corp.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rhumbline Small-Cap Index Fund Pooled Trust is a benefit plan reported by Rhumbline Advisers Corp. under EIN 04-6793528 and plan number 001. The latest loaded filing year is 2023. The filing reports not reported in the loaded dataset participants and $362,640,329 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Rhumbline Advisers Corp.
- EIN
- 04-6793528
- Plan number
- 001
- Plan type
- 4
- Location
- Kansas City, MO
- Latest filing year
- 2023
- Participants
- not reported in the loaded dataset
- End-of-year plan assets
- $362,640,329
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | not reported in the loaded dataset | H, C | 20241014121623NAL0027243681001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $362,640,329
- Total liabilities (EOY)
- $1,851,299
- Net assets (EOY)
- $360,789,030
- Net assets (BOY)
- $306,072,939
Income & contributions
- Total contributions
- $0
- Total income / additions
- $49,132,324
Expenses & distributions
- Benefits paid
- $0
- Administrative expenses
- $45,452
- Total expenses
- $45,452
- Net increase / (decrease)
- $49,086,872
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| State Street Bank & Trust | TRUSTEE | $53,502 | $0 | 2023 |
| Liquidnet Inc | NONE | $0 | $11,925 | 2023 |
| Jefferies + Company Inc. | NONE | $0 | $10,796 | 2023 |
| Investment Technology Group Inc. | NONE | $0 | $7,944 | 2023 |
| Jonestrading Institutional Services | NONE | $0 | $6,750 | 2023 |
| Loop Capital Markets | NONE | $0 | $5,396 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Rhumbline Advisers Corp.
- 2023 Form 5500 filing
- Form 5500 filings in MO
- 401(k) and benefit plan filings in Kansas City, MO
- State Street Bank & Trust — Schedule C compensation
- Liquidnet Inc — Schedule C compensation
- Jefferies + Company Inc. — Schedule C compensation
- Investment Technology Group Inc. — Schedule C compensation
- Jonestrading Institutional Services — Schedule C compensation
- Loop Capital Markets — Schedule C compensation