Conning & Company (U.S.) Retirement Savings Plan — Form 5500 plan (Conning & Company)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Conning & Company (U.S.) Retirement Savings Plan is a benefit plan reported by Conning & Company under EIN 06-1174588 and plan number 003. The latest loaded filing year is 2023. The filing reports 463 participants and $138,333,807 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Conning & Company
- EIN
- 06-1174588
- Plan number
- 003
- Plan type
- 3
- Location
- Hartford, CT
- Latest filing year
- 2023
- Participants
- 463
- End-of-year plan assets
- $138,333,807
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 463 | H, C | 20240723094547NAL0025166546001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $138,333,807
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $138,333,807
- Net assets (BOY)
- $118,727,984
Income & contributions
- Employer contributions
- $1,827,248
- Participant contributions
- $5,363,921
- Total contributions
- $8,081,465
- Total income / additions
- $28,833,353
Expenses & distributions
- Benefits paid
- $9,153,656
- Administrative expenses
- $42,320
- Total expenses
- $9,227,530
- Net increase / (decrease)
- $19,605,823
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Advisory Group, LLC | INVESTMENT MGMT | $19,116 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $15,277 | $0 | 2023 |
| Clifton Larsonallen, Llp | AUDITOR | $7,875 | not reported in the loaded dataset | 2023 |
| Charles Schwab & Co., Inc. | BROKERAGE SERVICES | $52 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Conning & Company
- 2023 Form 5500 filing
- Form 5500 filings in CT
- 401(k) and benefit plan filings in Hartford, CT
- Empower Advisory Group, LLC — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Clifton Larsonallen, Llp — Schedule C compensation
- Charles Schwab & Co., Inc. — Schedule C compensation