Rothschild & Co North America, Inc. 401(K) And Profit Sharing Plan — Form 5500 plan (Rothschild & Co. North America Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rothschild & Co North America, Inc. 401(K) And Profit Sharing Plan is a benefit plan reported by Rothschild & Co. North America Inc. under EIN 13-3438524 and plan number 002. The latest loaded filing year is 2023. The filing reports 733 participants and $125,119,960 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Rothschild & Co. North America Inc.
- EIN
- 13-3438524
- Plan number
- 002
- Plan type
- 2
- Location
- New York, NC
- Latest filing year
- 2023
- Participants
- 733
- End-of-year plan assets
- $125,119,960
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 733 | H, C | 20241015084339NAL0027856161003 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $125,119,960
- Net assets (EOY)
- $125,119,960
- Net assets (BOY)
- $105,913,967
Income & contributions
- Employer contributions
- $3,657,449
- Participant contributions
- $8,118,100
- Total contributions
- $12,070,167
- Total income / additions
- $32,787,097
Expenses & distributions
- Benefits paid
- $13,450,849
- Administrative expenses
- $130,255
- Total expenses
- $13,581,104
- Net increase / (decrease)
- $19,205,993
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Usi Advisors Inc | NONE | $57,405 | not reported in the loaded dataset | 2023 |
| Schwab Retirement Plan Services,Inc | NONE | $43,456 | not reported in the loaded dataset | 2023 |
| Novak Francella LLC | NONE | $25,000 | not reported in the loaded dataset | 2023 |
| Charles Schwab & Co., Inc. | NONE | $77 | $0 | 2023 |
| Charles Schwab Trust Bank | NONE | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Rothschild & Co. North America Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NC
- 401(k) and benefit plan filings in New York, NC
- Usi Advisors Inc — Schedule C compensation
- Schwab Retirement Plan Services,Inc — Schedule C compensation
- Novak Francella LLC — Schedule C compensation
- Charles Schwab & Co., Inc. — Schedule C compensation
- Charles Schwab Trust Bank — Schedule C compensation