Herbert J Sims 401(K) Plan — Form 5500 plan (Herbert J Sims & Co. Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Herbert J Sims 401(K) Plan is a benefit plan reported by Herbert J Sims & Co. Inc. under EIN 13-5213180 and plan number 002. The latest loaded filing year is 2023. The filing reports 120 participants and $28,480,267 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Herbert J Sims & Co. Inc.
- EIN
- 13-5213180
- Plan number
- 002
- Plan type
- 2
- Location
- Fairfield, CT
- Latest filing year
- 2023
- Participants
- 120
- End-of-year plan assets
- $28,480,267
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 120 | H, C | 20241015121348NAL0029571265001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $28,480,267
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $28,480,267
- Net assets (BOY)
- $23,405,023
Income & contributions
- Employer contributions
- $154,586
- Participant contributions
- $1,463,018
- Total contributions
- $2,245,908
- Total income / additions
- $6,016,332
Expenses & distributions
- Benefits paid
- $880,715
- Administrative expenses
- $2,938
- Total expenses
- $941,088
- Net increase / (decrease)
- $5,075,244
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Prudential Insur Comp Of America | NONE | $1,648 | $22,000 | 2023 |
| American Portfolios Fin Svcs | BROKER/DEALER | $0 | $21,031 | 2023 |
| The Aimpoint Group, LLC | TPA | $0 | $15,634 | 2023 |
| American Portfolios Fin Svcs | BROKER/DEALER | $0 | $10,440 | 2023 |
| Morningstar | INVESTMENT ADVISORY | $0 | $862 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Herbert J Sims & Co. Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CT
- 401(k) and benefit plan filings in Fairfield, CT
- Prudential Insur Comp Of America — Schedule C compensation
- American Portfolios Fin Svcs — Schedule C compensation
- The Aimpoint Group, LLC — Schedule C compensation
- Morningstar — Schedule C compensation