Retail Specialists 401(K) Plan — Form 5500 plan (Empire Marketing Strategies, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Retail Specialists 401(K) Plan is a benefit plan reported by Empire Marketing Strategies, Inc. under EIN 31-1133276 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,857 participants and $66,961,255 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Empire Marketing Strategies, Inc.
- EIN
- 31-1133276
- Plan number
- 001
- Plan type
- 3
- Location
- Blue Ash, OH
- Latest filing year
- 2023
- Participants
- 1,857
- End-of-year plan assets
- $66,961,255
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,857 | H, C | 20241014112554NAL0045787792001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $66,961,255
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $66,961,255
- Net assets (BOY)
- $57,644,683
Income & contributions
- Employer contributions
- $1,907,750
- Participant contributions
- $4,885,337
- Total contributions
- $7,925,153
- Total income / additions
- $16,754,339
Expenses & distributions
- Benefits paid
- $7,218,430
- Administrative expenses
- $225,178
- Total expenses
- $7,437,767
- Net increase / (decrease)
- $9,316,572
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Annuity Insurance Company O | RECORDKEEPER | $129,388 | $0 | 2023 |
| Creative Planning LLC | INVESTMENT ADVISOR | $40,000 | not reported in the loaded dataset | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $36,257 | not reported in the loaded dataset | 2023 |
| Barnes, Dennig And Co. Ltd | AUDITOR | $19,533 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Empire Marketing Strategies, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in OH
- 401(k) and benefit plan filings in Blue Ash, OH
- Empower Annuity Insurance Company O — Schedule C compensation
- Creative Planning LLC — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Barnes, Dennig And Co. Ltd — Schedule C compensation