Arlington/Roe & Co., Inc. 401(K) Plan — Form 5500 plan (Arlington/Roe & Co., Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Arlington/Roe & Co., Inc. 401(K) Plan is a benefit plan reported by Arlington/Roe & Co., Inc. under EIN 35-1150545 and plan number 001. The latest loaded filing year is 2023. The filing reports 245 participants and $17,128,479 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Arlington/Roe & Co., Inc.
EIN
35-1150545
Plan number
001
Plan type
2
Location
Indianapolis, IN
Latest filing year
2023
Participants
245
End-of-year plan assets
$17,128,479

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023245H, C20241015092910NAL0027950737001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$17,128,479
Net assets (EOY)
$17,128,479
Net assets (BOY)
$14,185,111

Income & contributions

Employer contributions
$436,276
Participant contributions
$1,298,741
Total contributions
$2,048,568
Total income / additions
$4,351,764

Expenses & distributions

Benefits paid
$1,332,985
Administrative expenses
$75,411
Total expenses
$1,408,396
Net increase / (decrease)
$2,943,368

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
NationwideRECORDKEEPER/ CUSTODIAN$52,056$2,7202023
Horizon Cpa Services IncAUDITING FIRM$13,500not reported in the loaded dataset2023
American Pension Advisors, Ltd.THIRD PARTY ADMINISTRATOnot reported in the loaded datasetnot reported in the loaded dataset2023
Lasalle St. Securities, LLCnot reported in the loaded datasetnot reported in the loaded datasetnot reported in the loaded dataset2023

Related Form 5500 pages