Plan5500

Caterpillar Inc. Retirement Income Plan — Form 5500 plan (Caterpillar Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Inc. Retirement Income Plan is a benefit plan reported by Caterpillar Inc. under EIN 37-0602744 and plan number 002. The latest loaded filing year is 2023. The filing reports 40,474 participants and $9,803,014,695 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Caterpillar Inc.
EIN
37-0602744
Plan number
002
Plan type
2
Location
Irving, TX
Latest filing year
2023
Participants
40,474
End-of-year plan assets
$9,803,014,695

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
202340,474H, C20240930134020NAL0003278019001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$9,803,014,695
Total liabilities (EOY)
$457,172
Net assets (EOY)
$9,802,557,523
Net assets (BOY)
$9,540,966,827

Income & contributions

Total contributions
$0
Total income / additions
$947,070,412

Expenses & distributions

Benefits paid
$679,101,057
Administrative expenses
$6,378,659
Total expenses
$685,479,716
Net increase / (decrease)
$261,590,696

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Alight SolutionsNONE$1,743,644not reported in the loaded dataset2023
Strategic Benefit AdvisorsNONE$711,289not reported in the loaded dataset2023
Pricewaterhousecoopers LlpNONE$65,909not reported in the loaded dataset2023
Willis Towers WatsonNONE$7,000not reported in the loaded dataset2023

Related Form 5500 pages