Jim S. Adler & Assoc. 401(K) Retirement Plan — Form 5500 plan (Jim S. Adler & Associates)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Jim S. Adler & Assoc. 401(K) Retirement Plan is a benefit plan reported by Jim S. Adler & Associates under EIN 74-2122055 and plan number 001. The latest loaded filing year is 2023. The filing reports 411 participants and $18,594,160 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Jim S. Adler & Associates
- EIN
- 74-2122055
- Plan number
- 001
- Plan type
- 2
- Location
- Houston, TX
- Latest filing year
- 2023
- Participants
- 411
- End-of-year plan assets
- $18,594,160
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 411 | H, C | 20241015140952NAL0029920609001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $18,594,160
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $18,594,160
- Net assets (BOY)
- $15,962,631
Income & contributions
- Employer contributions
- $749,785
- Participant contributions
- $1,087,068
- Total contributions
- $2,292,743
- Total income / additions
- $4,925,346
Expenses & distributions
- Benefits paid
- $2,272,175
- Administrative expenses
- $21,642
- Total expenses
- $2,293,817
- Net increase / (decrease)
- $2,631,529
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Ascensus LLC | NONE | $13,680 | $0 | 2023 |
| Leafhouse Financial Advisors | NONE | $7,962 | not reported in the loaded dataset | 2023 |