Legend Financial 401(K) Pooled Employer Plan — Form 5500 plan (Austin 3(16) Fiduciary Limited)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Legend Financial 401(K) Pooled Employer Plan is a benefit plan reported by Austin 3(16) Fiduciary Limited under EIN 86-1843958 and plan number 001. The latest loaded filing year is 2023. The filing reports 138 participants and $3,946,045 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Austin 3(16) Fiduciary Limited
- EIN
- 86-1843958
- Plan number
- 001
- Plan type
- 3
- Location
- Oceanside, NY
- Latest filing year
- 2023
- Participants
- 138
- End-of-year plan assets
- $3,946,045
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 138 | H, C | 20241011123051NAL0012484771001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $3,946,045
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $3,946,045
- Net assets (BOY)
- $1,518,116
Income & contributions
- Employer contributions
- $461,714
- Participant contributions
- $928,737
- Total contributions
- $1,418,831
- Total income / additions
- $1,913,676
Expenses & distributions
- Benefits paid
- $225,276
- Administrative expenses
- $34,160
- Total expenses
- $286,592
- Net increase / (decrease)
- $1,627,084
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Spectrum Employee Benefits, Inc. | RECORDKEEPER AND TPA | $17,150 | not reported in the loaded dataset | 2023 |