Trace 3 401(K) Plan — Form 5500 plan (Trace 3, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Trace 3 401(K) Plan is a benefit plan reported by Trace 3, LLC under EIN 95-4876514 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,574 participants and $142,649,348 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Trace 3, LLC
- EIN
- 95-4876514
- Plan number
- 001
- Plan type
- 2
- Location
- Irvine, CA
- Latest filing year
- 2023
- Participants
- 1,574
- End-of-year plan assets
- $142,649,348
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,574 | H, C | 20241012111533NAL0013288675001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $142,649,348
- Net assets (EOY)
- $142,649,348
- Net assets (BOY)
- $110,611,229
Income & contributions
- Employer contributions
- $4,248,504
- Participant contributions
- $14,660,237
- Total contributions
- $25,060,647
- Total income / additions
- $47,561,105
Expenses & distributions
- Benefits paid
- $15,137,521
- Administrative expenses
- $385,465
- Total expenses
- $15,522,986
- Net increase / (decrease)
- $32,038,119
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Mma Securities LLC | INVESTMENT ADVISOR | $122,985 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company | RECORDKEEPER | $118,927 | $0 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $104,149 | not reported in the loaded dataset | 2023 |
| Crossplans | CONTRACT ADMIN | $41,625 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Trace 3, LLC
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in Irvine, CA
- Mma Securities LLC — Schedule C compensation
- Empower Annuity Insurance Company — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Crossplans — Schedule C compensation